At Bernheim Kelley Battista, LLC, our Florida securities litigation attorneys have the specialized skills and legal expertise to handle complex cases. If you suffered losses due to a securities law violation or misconduct by a financial professional, we are here to help you fight for justice, accountability, and the maximum available financial compensation. For a confidential initial appointment with an experienced Florida securities litigation lawyer, please contact us today.
Broadly defined, a security is a fungible and tradable financial asset that companies use to raise capital. Securities can be sold in public markets (NYSE, Nasdaq, etc) or in private markets. There is a wide body of state and federal law in place governing the marketing and sale of securities. Some notable examples of the laws, rules, and regulations include:
Securities laws are designed to protect investors and ensure the integrity of public and private markets. Securities litigation occurs when there is a legal dispute over the sale of securities. In some cases, individual or institutional investors pursue claims against brokers, brokerage firms, or other parties. In other cases, securities litigation may be pursued as a class action lawsuit.
Securities litigation is complicated—there may be federal laws, state laws, and FINRA regulations that apply to your case. At Bernheim Kelley Battista, LLC, we have the skills and expertise to protect investor rights. Our firm always takes a proactive approach. More specifically, our Florida securities litigation lawyers will:
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